Partners and Affiliates
Trusted Advisors and Partners
RIA is an SEC registered investment advisory firm that was founded in 1987 as a Missouri corporation. RIA provides services to advisors that are looking for greater flexibility in helping their clients – more tools, services and scale. RIA has advisors throughout the United States and services more than 300 retirement plans and over 1,000 households that constitute more than $4 billion in assets. RIA was listed as one of the fastest growing RIA firms in the country in 2013 by Forbes magazine1, and most recently they were listed as the 83rd largest RIA firm in the country by Financial Advisor Magazine2.
1The Top 50 Wealth Managers. (2013). Forbes. Retrieved 2016, from http://www.forbes.com/special-report/2013/top-50-wealth-managers.html#full_list
2FA Magazine. (2015, July). RIA Survey & Ranking 2015 (Rep.). Retrieved 2016, from FA Magazine/Nuveen Investments website: http://www.fa-mag.com/userfiles/2015_FA_Issues/July_2015/RIA2015_Ranking_Online3.pdf
LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients' wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best - help their clients attain their financial goals and fulfill their dreams.
- Enabling technology
- Comprehensive clearing and compliance services
- Practice management programs and training
- Independent research